Johnson’s Plan of an English Dictionary
Excerpts from Johnson’s Plan of an English Dictionary, with emphases added.
After a long self-doubt — self pitty some times — Johnson arrived at the first substantive issue: What is this a dictionary of?
In the first attempt to methodise my ideas I found a difficulty, which extended itself to the whole work. It was not easy to determine by what rule of distinction the words of this dictionary were to be chosen. The chief intent of it is to preserve the purity, and ascertain the meaning of our English idiom; and this seems to require nothing more than that our language be considered, so far as it is our own; that the words and phrases used in the general intercourse of life, or found in the works of those whom we commonly style polite writers, be selected, without including the terms of particular professions; since, with the arts to which they relate, they are generally derived from other nations, and are very often the same in all the languages of this part of the world. This is, perhaps, the exact and pure idea of a grammatical dictionary; but in lexicography, as in other arts, naked science is too delicate for the purposes of life. The value of a work must be estimated by its use; it is not enough that a dictionary delights the critick, unless, at the same time, it instructs the learner; as it is to little purpose that an engine amuses the philosopher by the subtilty of its mechanism, if it requires so much knowledge in its application as to be of no advantage to the common workman.
RE: how orthography is — but not should be — determined:
When all the words are selected and arranged, the first part of the work to be considered is the orthography, which was long vague and uncertain; which at last, when its fluctuation ceased, was in many cases settled but by accident; and in which, according to your Lordship’s observation, there is still great uncertainty among the best criticks: nor is it easy to state a rule by which we may decide between custom and reason, or between the equiponderant authorities of writers alike eminent for judgment and accuracy.
RE: etymology vs. alphabetic principle, the tension of the English orthography, as echoed by Venezky, Chomsky, and virtually all other scholars of English language. Sounds like Dr. Johnson was not the first to realize this.
The great orthographical contest has long subsisted between etymology and pronunciation. It has been demanded, on one hand, that men should write as they speak; but, as it has been shown that this conformity never was attained in any language, and that it is not more easy to persuade men to agree exactly in speaking than in writing, it may be asked, with equal propriety, why men do not rather speak as they write. In France, where this controversy was at its greatest height, neither party, however ardent, durst adhere steadily to their own rule; the etymologist was often forced to spell with the people; and the advocate for the authority of pronunciation found it sometimes deviating capriciously from the received use of writing, that he was constrained to comply with the rule of his adversaries, lest he should lose the end by the means, and be left alone by following the crowd.
When a question of orthography is dubious, that practice has, in my opinion, a claim to preference which preserves the greatest number of radical letters, or seems most to comply with the general custom of our language. But the chief rule which I propose to follow is, to make no innovation without a reason sufficient to balance the inconvenience of change; and such reasons I do not expect often to find. All change is of itself an evil, which ought not to be hazarded but for evident advantage; and as inconstancy is in every case a mark of weakness, it will add nothing to the reputation of our tongue. There are, indeed, some who despise the inconveniencies of confusion, who seem to take pleasure in departing from custom, and to think alteration desirable for its own sake; and the reformation of our orthography, which these writers have attempted, should not pass without its due honours, but that I suppose they hold singularity its own reward, or may dread the fascination of lavish praise.
RE: GPC inconsistencies:
But still it is more necessary to fix the pronunciation of monosyllables, by placing with them words of correspondent sound, that one may guard the other against the danger of that variation, which, to some of the most common, has already happened; so that the words wound and wind, as they are now frequently pronounced, will not rhyme to sound and mind. It is to be remarked, that many words written alike are differently pronounced, as flow, and brow: which may be thus registered, flow, woe; brow, now; or of which the exemplification may be generally given by a distich: thus the words tear, or lacerate and tear, the water of the eye, have the same letters, but may be distinguished thus, tear, dare; tear, peer.
RE: etymology, word relations, and the inclusiveness of English:
When the orthography and pronunciation are adjusted, the etymology or derivation is next to be considered, and the words are to be distinguished according to the different classes, whether simple, as day, light, or compound, as day-light; whether primitive, as, to act, or derivative, as action, actionable; active, activity. This will much facilitate the attainment of our language, which now stands in our dictionaries a confused heap of words without dependence, and without relation.
When this part of the work is performed, it will be necessary to inquire how our primitives are to be deduced from foreign languages, which may be often very successfully performed by the assistance of our own etymologists. This search will give occasion to many curious disquisitions, and sometimes, perhaps, to conjectures, which to readers unacquainted with this kind of study, cannot but appear improbable and capricious. But it may be reasonably imagined, that what is so much in the power of men as language, will very often be capriciously conducted. Nor are these disquisitions and conjectures to be considered altogether as wanton sports of wit, or vain shows of learning; our language is well known not to be primitive or self-originated, but to have adopted words of every generation, and, either for the supply of its necessities, or the increase of its copiousness, to have received additions from very distant regions; so that in search of the progenitors of our speech, we may wander from the tropick to the frozen zone, and find some in the valleys of Palestine, and some upon the rocks of Norway.
RE: origin of some phrasal verbs:
Beside the derivation of particular words, there is likewise an etymology of phrases. Expressions are often taken from other languages; some apparently, as to run a risk, courir un risque; and some even when we do not seem to borrow their words; thus, to bring about, or accomplish, appears an English phrase, but in reality our native word about has no such import, and is only a French expression, of which we have an example in the common phrase venir à bout d’une affaire.
RE: derivational considerations
When the etymology is thus adjusted, the analogy of our language is next to be considered; when we have discovered whence our words are derived, we are to examine by what rules they are governed, and how they are inflected through their various terminations. The terminations of the English are few, but those few have hitherto remained unregarded by the writers of our dictionaries. Our substantives are declined only by the plural termination, our adjectives admit no variation but in the degrees of comparison, and our verbs are conjugated by auxiliary words, and are only changed in the preter tense.
Our inflections, therefore, are by no means constant, but admit of numberless irregularities, which in this Dictionary will be diligently noted. Thus fox makes in the plural foxes, but ox makes oxen. Sheep is the same in both numbers. Adjectives are sometimes compared by changing the last syllable, as proud, prouder, proudest; and sometimes by particles prefixed, as ambitious, more ambitious, most ambitious. The forms of our verbs are subject to great variety; some end their preter tense in ed, as I love, I loved, I have loved; which may be called the regular form, and is followed by most of our verbs of southern original. But many depart from this rule, without agreeing in any other, as I shake, I shook, I have shaken or shook, as it is sometimes written in poetry; I make, I made, I have made; I bring, I brought; I wring, I wrung; and many others, which, as they cannot be reduced to rules, must be learned from the dictionary rather than the grammar.
RE: Why syntax is bad; The same argument as the bolded one is made for Chinese. Many Chinese people claim Chinese does not have a grammar.
Words having been hitherto considered as separate and unconnected, are now to be likewise examined as they are ranged in their various relations to others by the rules of syntax or construction, to which I do not know that any regard has been yet shown in English dictionaries, and in which the grammarians can give little assistance. The syntax of this language is too inconstant to be reduced to rules, and can be only learned by the distinct consideration of particular words as they are used by the best authors. Thus, we say, according to the present modes of speech, The soldier died of his wounds, and the sailor perished with hunger; and every man acquainted with our language would be offended with a change of these particles, which yet seem originally assigned by chance, there being no reason to be drawn from grammar why a man may not, with equal propriety, be said to die with a wound or perish of hunger.
RE: to make love
When the construction of a word is explained, it is necessary to pursue it through its train of phraseology, through those forms where it is used in a manner peculiar to our language, or in senses not to be comprised in the general explanations; as from the verb make arise these phrases, to make love, to make an end, to make way; as, he made way for his followers, the ship made way before the wind; to make a bed, to make merry, to make a mock, to make presents, to make a doubt, to make out an assertion, to make good a breach, to make good a cause, to make nothing of an attempt, to make lamentation, to make a merit, and many others which will occur in reading with that view, and which only their frequency hinders from being generally remarked.
Finally, the vision
This, my Lord, is my idea of an English dictionary; a dictionary by which the pronunciation of our language may be fixed, and its attainment facilitated; by which its purity may be preserved, its use ascertained, and its duration lengthened. And though, perhaps, to correct the language of nations by books of grammar, and amend their manners by discourses of morality, may be tasks equally difficult, yet, as it is unavoidable to wish, it is natural likewise to hope, that your Lordship’s patronage may not be wholly lost; that it may contribute to the preservation of ancient, and the improvement of modern writers; that it may promote the reformation of those translators, who, for want of understanding the characteristical difference of tongues, have formed a chaotick dialect of heterogeneous phrases; and awaken to the care of purer diction some men of genius, whose attention to argument makes them negligent of style, or whose rapid imagination, like the Peruvian torrents, when it brings down gold, mingles it with sand.
the (familiar) fear
When I survey the Plan which I have laid before you, I cannot, my Lord, but confess, that I am frighted at its extent, and, like the soldiers of Cæsar, look on Britain as a new world, which it is almost madness to invade. But I hope, that though I should not complete the conquest, I shall, at least, discover the coast, civilize part of the inhabitants, and make it easy for some other adventurer to proceed further, to reduce them wholly to subjection, and settle them under laws.
and the hope
We are taught by the great Roman orator, that every man should propose to himself the highest degree of excellence, but that he may stop with honour at the second or third: though, therefore, my performance should fall below the excellence of other dictionaries, I may obtain, at least, the praise of having endeavoured well; nor shall I think it any reproach to my diligence, that I have retired without a triumph, from a contest with united academies, and long successions of learned compilers. I cannot hope, in the warmest moments, to preserve so much caution through so long a work, as not often to sink into negligence, or to obtain so much knowledge of all its parts, as not frequently to fail by ignorance. I expect that sometimes the desire of accuracy will urge me to superfluities, and sometimes the fear of prolixity betray me to omissions; that in the extent of such variety, I shall be often bewildered, and, in the mazes of such intricacy, be frequently entangled; that in one part refinement will be subtilized beyond exactness, and evidence dilated in another beyond perspicuity. Yet I do not despair of approbation from those who, knowing the uncertainty of conjecture, the scantiness of knowledge, the fallibility of memory, and the unsteadiness of attention, can compare the causes of errour with the means of avoiding it, and the extent of art with the capacity of man: and whatever be the event of my endeavours, I shall not easily regret an attempt, which has procured me the honour of appearing thus publickly.
I have to say that after my reading of it, I disagree with Crystal, who describes Johnson as a prescriptive at this stage. I felt Johnson was consistent in that he was generally conservative with regard to spelling changes. Purist or not, Johson did achieved his goal of fixing — at least slowing down — the drift of pronunciation of spoken English.